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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Folder: For Investors
Folder: For Advisors
Contact Us
Blog
Contact Us
Back
Michael J. Giarrusso
Fredric A. Leslie
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
M Holdings Advisors Have Disclosed a Pending $1.2 Million Customer Complaint Related to a Universal Life Insurance Transaction
May 2025 Giarrusso Law Group LLC 5/13/25 May 2025 Giarrusso Law Group LLC 5/13/25

M Holdings Advisors Have Disclosed a Pending $1.2 Million Customer Complaint Related to a Universal Life Insurance Transaction

Since December 2024, Messrs. Rapp and Maguire have each disclosed a pending customer complaint, which complaint seeks damages in excess of $1 million.

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NASAA’s Annual List Identifies Top Investor Threats for 2023
April 2023 Giarrusso Law Group LLC 4/24/23 April 2023 Giarrusso Law Group LLC 4/24/23

NASAA’s Annual List Identifies Top Investor Threats for 2023

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Hartman vREIT and Silver Star Properties REIT Investors May Have FINRA Claims to Recover Losses
April 2023 Giarrusso Law Group LLC 4/10/23 April 2023 Giarrusso Law Group LLC 4/10/23

Hartman vREIT and Silver Star Properties REIT Investors May Have FINRA Claims to Recover Losses

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Prospect BDC Investors May Have FINRA Arbitration Claims to Recover Losses
March 2023 Giarrusso Law Group LLC 3/7/23 March 2023 Giarrusso Law Group LLC 3/7/23

Prospect BDC Investors May Have FINRA Arbitration Claims to Recover Losses

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FINRA’s 2023 Risk Monitoring Report Emphasizes Reg BI Compliance and Communications Issues
February 2023 Giarrusso Law Group LLC 2/7/23 February 2023 Giarrusso Law Group LLC 2/7/23

FINRA’s 2023 Risk Monitoring Report Emphasizes Reg BI Compliance and Communications Issues

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GWG L Bond Investors May Have FINRA Arbitration Claims To Recover Their Losses
January 2023 Giarrusso Law Group LLC 1/25/23 January 2023 Giarrusso Law Group LLC 1/25/23

GWG L Bond Investors May Have FINRA Arbitration Claims To Recover Their Losses

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Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds
January 2023 Giarrusso Law Group LLC 1/11/23 January 2023 Giarrusso Law Group LLC 1/11/23

Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds

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Investors Face Substantial Losses on Potential Liquidation of KBS Growth & Income REIT
December 2022 Giarrusso Law Group LLC 12/22/22 December 2022 Giarrusso Law Group LLC 12/22/22

Investors Face Substantial Losses on Potential Liquidation of KBS Growth & Income REIT

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Investors in KBS Growth & Income REIT May Have FINRA Arbitration Claims
November 2022 Giarrusso Law Group LLC 11/30/22 November 2022 Giarrusso Law Group LLC 11/30/22

Investors in KBS Growth & Income REIT May Have FINRA Arbitration Claims

KBS cited Covid-19, civil unrest, and a drop in oil prices as all negatively impacting its property portfolio in Houston, Portland, and Chicago.

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SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million
October 2022 Giarrusso Law Group LLC 10/11/22 October 2022 Giarrusso Law Group LLC 10/11/22

SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million

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SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million
August 2022 Giarrusso Law Group LLC 8/26/22 August 2022 Giarrusso Law Group LLC 8/26/22

SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million

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SEC Considering Additional Reg BI Enforcement Actions
July 2022 Giarrusso Law Group LLC 7/29/22 July 2022 Giarrusso Law Group LLC 7/29/22

SEC Considering Additional Reg BI Enforcement Actions

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Investors in Infinity Q Diversified Alpha Fund May Have FINRA Arbitration Claims to Recover Losses
June 2022 Giarrusso Law Group LLC 6/28/22 June 2022 Giarrusso Law Group LLC 6/28/22

Investors in Infinity Q Diversified Alpha Fund May Have FINRA Arbitration Claims to Recover Losses

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SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales
June 2022 Giarrusso Law Group LLC 6/22/22 June 2022 Giarrusso Law Group LLC 6/22/22

SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales

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Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance
December 2021 Michael Giarrusso 12/16/21 December 2021 Michael Giarrusso 12/16/21

Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance

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